Graduate School Format Review Policies

As you prepare to graduate, you will be completing and defending your disquisition, filing forms with the Graduate School, and submitting your disquisition for format review. The disquisition review process involves making sure that necessary steps are completed for graduation and that your disquisition meets certain requirements in formatting and construction, to ensure a high standard of quality in the disquisitions that are published from NDSU.

Before you submit your disquisition to the Graduate School, check that your pre-submission requirements are met and that your disquisition meets the formatting and construction requirements set out in these guidelines. Microsoft Word templates are available for you to use. Once you submit your disquisition, the disquisition coordinator will review it based on the Graduate School Format Guidelines and will send you a memo with any required changes.

The Graduate School does not review disquisitions for their written content; as such, your disquisition must be complete, with all content edits finalized, before you begin the review process. If you make noticeable changes to the content of your disquisition after the initial review, your review will be delayed, and you may be required to restart the review process entirely, including paying the processing fee again. Once a final version of the disquisition has been approved, you will receive a memo with final instructions about your graduation.

Disquisition Workshops and Review Meetings

The workshop “Navigating the Disquisition Review Process” is held several times each semester through the Center for Writers. E-mail announcements are sent to all Graduate Students each semester containing details and instructions for signing up.

Individual meetings with the graduate consultants, including our Disquisition Specialist, are available through the Center for Writers scheduling portal every semester. Please note there is a high demand for meetings after the semester’s submission deadline has passed, and availability may be limited. During a meeting we will work directly on your document to prepare its formatting and will be able to answer any questions you may have regarding the format review process.

Attending a workshop or a meeting (or both) before beginning the format review process is highly recommended. Students who have at least one meeting with one of our consultants or attend a workshop require one fewer review on average during the format review process.

Style Manuals

We highly encourage you to review and employ the style manual that is used in your field, such as MLA, APA, Chicago, IEEE, etc. However, in instances where the Graduate School guidelines conflict with the style manual for your discipline, the Graduate School guidelines take precedence. In instances where the Graduate School guidelines do not provide direction, such as how to format a table or figure, follow the style manual that is used in your discipline.

If you need help or more information about how to use style manuals, contact the Center for Writers to make an appointment for a writing consultation. Links to our scheduling portal as well as additional resources are available on our website.

Copyright

  • Use of Copyrighted Material – You are responsible for the appropriate use and attribution of copyrighted materials in your disquisition. To better understand ownership, fair use, and your rights and protections, please refer to Copyright and Your Dissertation or Thesis by Kenneth Crews.
  • Respecting the Copyright of Others – If you take copyrighted material produced by another and reproduce it without express written permission, you are likely violating copyright law. In such cases, you must request written permission from the copyright holder or leave the item out of the disquisition. If written permission to use copyrighted material is required, you are responsible for obtaining this permission. Some copyright holders require a specific form of acknowledgment or attribution within the document where their copyrighted material is used. You can often obtain a license to reproduce copyrighted materials for free using an automated system from the publisher's website; for example, major publishers will have a link to "request permission" or "get license" on an article's webpage. Content published in open access formats often require the license the content was published under be included with the reproduced content.
  • Copyright and Your Previously Published Work – If you include your previously published work as part of your disquisition, you need to ensure that the publisher who published your work has not placed restrictions on your right to reproduce or redistribute this work. This information can usually be found in the publisher’s author guidelines or in the publication contract. While it's likely that you will have retained permission to reproduce your own work in your disquisition, there may still be additional requirements about how that work is reproduced or published.
  • Protecting Your Own Copyright – While you are not required to register for copyright, in rare cases, it is recommended. You do not need to register for copyright to hold the copyright; your copyright is created automatically as soon as your work is published. If you received a stipend, salary, or financial support from NDSU, there may be restrictions on your ability to file for copyright for your disquisition. See the NDSU Policy Manual, Section 190, for more information. Additionally, if you received funding from sources outside of NDSU, you may have other restrictions on your ability to file for copyright for your disquisition. For more information, check with your funding source.

Co-authored Materials

If co-authored materials are included in your disquisition, a clear and complete description of your contribution must be included. No co-authored materials can be included in the disquisition if your contribution is modest, even though you may have been included as a co-author. The mandatory description of your role must be placed in a footnote, indicated at the chapter heading in which the co-authored material appears.

See an example of the mandatory note.

Previously Published Materials

The Graduate School encourages you to use materials submitted for publication or those that have already been published as an integral component of your disquisition.

When including previously published materials in your disquisition, you are still required to submit a document in a format that is consistent with the Graduate School Format Guidelines.

Additionally, previously published materials may carry copyright restrictions on your ability to redistribute or reproduce your own work.

Research Compliance (IRB, IACUC, and IBC)

The NDSU Policy Manual calls for ethical practices in research. See Section 348.

  • For information on research involving human subjects (IRB), see Section 345 of the policy manual.
  • For information on research involving animal welfare (IACUC), see Section 346 of the policy manual.
  • For information on research involving biosafety (IBC), see Section 347 of the policy manual.

After your supervisory committee has finalized your research design, you must submit the appropriate forms to the IRB, IACUC, or IBC for review. You must receive research approval before you begin the research.

If your research involves the use of human or animal subjects or biohazardous substances and you do not have the requisite IRB, IACUC, or IBC approval, your disquisition will not be accepted by the Graduate School. IRB, IACUC, and IBC approval cannot be obtained retroactively.

At the time of your final defense, all students must submit the IRB/IACUC/IBC Compliance Notification form to the Graduate School, regardless of whether you used human or animal subjects in your research.

Note: For the security of your personal identity, do not include in your disquisition the IRB/IACUC/IBC Compliance Notification form or any other paperwork containing your student ID number.

Editing

As the author of your disquisition, you alone hold the final responsibility for ensuring your document is compliant with the Graduate School Format Guidelines. You are welcome to consult with or hire an outside editor to review your disquisition, such as for content or proofreading. Hiring an editor is not required for submission to the Graduate School or the format review process.

File Format

Disquisitions must be submitted as a single PDF (.pdf). Disquisitions that are submitted in other file types (including .doc, .docx, and so on) will not be reviewed until they are submitted as a PDF.

We recommend that you write your document in Microsoft Word. You are welcome to use a different software program; for example, LaTeX submissions require roughly one fewer review than average, but if you are not familiar with the markup language, you may have difficulty trying to correct complex issues during the format review.

If you need help with using Microsoft Word, contact the Instructional Design Center (IDC). You can use the walk-in consulting service located in QBB 150, or you can find resources on their website. You can also review our “Navigating the Format Review Process” video playlist on the GPS Academy YouTube channel. The playlist contains eight videos: one about the format review process, six that are a “Word Crash Course” demonstrating formatting tips, and one is an overview and demonstration of using our Word templates.